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Forms for Non-UCITS

Forms for Non-UCITS Funds

Application Forms for Approval of sub-funds of existing Non-UCITS Qualifying Investor Funds (QIFs)

NU funds authorised prior to 22 July 2013 which are still subject to the transitional provisions under AIFMD and authorised as QIFs can establish new sub-funds.
The following forms must be completed.

Sub-Fund Profile
Section 1 & 2 Application Form
Section 3 Deed of Constitution
Section 3 Memorandum & Articles
Section 3 Trust Deed
Section 4 Custodian Agreement
Section 5 Agreements with third parties
Section 6 Distribution Agreements
Section 7 Investment through Subsidiaries
Section 8 Sub-Fund Application Form

Appendix 1
Appendix 2

Any QIFs which are seeking to make changes to their existing documentation so complete the above forms where applicable.

Professional Investor Funds (PIFs)

Professional Investor Funds (PIFs) which were authorised prior to 22 July 2013 cannot launch new or additional sub-funds. It is possible to establish new share classes within existing professional investors funds (or within sub-funds of existing umbrella professional investors funds).