Industry Communications

2020

Dear Chair Letter - Thematic review of fund management companies governance management and effectiveness - 20 October 2020 | pdf 629 KB Notice of intention in relation to the application of the ESMA Guidelines on liquidity stress testing in UCITS and AIFs | pdf 215 KB Industry Letter - Measures related to investment funds in light of ongoing market uncertainty due to COVID-19 | pdf 84 KB Notice of intention ESMA Guidelines on Stress Test Scenarios 30 April 2020 | pdf 227 KB Industry Letter - Funds preparation with regard to interest rate benchmark reforms | pdf 196 KB Money Market Fund Regulation (MMFR) Reporting Guidance | pdf 1210 KB

2019

Industry Letter - Thematic Review of Closet Indexing | pdf 2871 KB Liquidity Management Brexit Letter August 2019 | pdf 862 KB

2018

Implementing CP86 - Martina Kelly, Head of Markets Policy Division | pdf 258 KB Industry Letter - Thematic Review of UCITS Performance Fees - 4 September 2018 | pdf 193 KB Guidance For Fund Profile Return Vol 1.4 September 2018 | pdf 592 KB Guidance Note Regulatory Reporting Vol 4.0 June 2018 | pdf 603 KB Fund Profile Return Template | xls 152 KB Compliance Form 2018 | doc 67 KB

2017

Industry Letter - Contingency Planning Post BREXIT for Investment Funds - 06 November 2017 | pdf 612 KB