Legislation applicable to IIA Non Retail Firms  

Legislation relevant to the regulation of IIA investment business firms is listed below.  Where the links provided are to www.irishstatutebook.ie, users should note the disclaimer on the Irish Statute Book website. The following list is not exhaustive and is intended to serve as a general guide only.

Acts

• Investment Intermediaries Act 1995
• Investor Compensation Act 1998

Statutory Instruments

S.I. No. 10/2023 - Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2023