Forms for IIA Non Retail Firms  

Forms relevant to investment business firms authorised under the IIA are listed below:

• Capital Contribution - Application Form
• >5 year Subordinated Loan Agreement
• Perpetual Loan Subordination Agreement
• Individual Questionnaire Form for MiFID & FSP
• Acquiring Transaction Notification Form

Fitness and Probity

A completed Individual Questionnaire ('IQ') must be submitted in respect of each director and senior manager.  Please note that the Central Bank's new Fitness and Probity regime will come into effect on 1 December 2011.  For further information on the current process and the new process to come into effect on 1 December 2011, please click here.