Submit Records of Market Soundings  

Applicable from 3 July 2016

Records of Market Soundings

Article 11 of MAR requires disclosing market participants to keep records of communications of information taking place for the purposes of the market soundings between themselves and all persons receiving the market soundings, as set out in the regulatory and implementing technical standards.

A disclosing market participant must provide such records to the Central Bank upon being requested to do so. The Central Bank will stipulate at the time of making the request the manner by which such information should be submitted to the Central Bank.

Templates

Template for written notes where inside information is disclosed | docx 26 KB Template for written notes where no inside information is disclosed | docx 25 KB Template for recording the communication when the information disclosed has ceased to be inside information | docx 25 KB