Amendments Processing for Regulated Markets
There are ongoing requirements in relation to Market Operators of Regulated Markets.
The following list is not exhaustive and is intended to serve as a guide.
If any Market Operator is unclear of its obligations, it should contact the Markets & Stockbrokers Supervision Division. Contact details are available in the Contact Us section of this website.
Change of Director/Manager
Any change of director/manager of a Market Operator should be notified in writing to the Central Bank of Ireland. This includes both proposed appointments and resignations.
All proposed appointees are subject to the ‘Fitness and Probity’ regime as outlined in the Supervision Process section of this website.
Change of Company Name
The Central Bank of Ireland must first approve any change in company name before it is submitted to the Companies Registration Office.
Change of Address
Any change of address by a Market Operator should be notified in writing in advance to the Markets & Stockbrokers Supervision Division. This will allow us to update our records and systems on a timely basis.
Other Changes
If there is uncertainty regarding whether a change constitutes a material change for supervisory purposes, you should contact the Markets & Stockbrokers Supervision Division directly. Details are available in the Contact Us section.