Legislation and Guidance
Market Abuse Regulations Requirements and Guidance :
The above page contains links to the following:
- European Union (Market Abuse) Regulations 2016: In particular, see Part 4 (Powers of the Bank) re investigative powers of the Central Bank and Part 5 (Administrative Sanctions) re assessment proceedings; and
- Market Abuse Rules
Prospectus Regulations Requirements and Guidance
The above page contains links to the following:
- Prospectus (Directive 2003/71/EC) Regulations 2005: In particular, see Part 14 (Powers of Competent Authority) re investigative powers of the Central Bank and Part 15 (Administrative Sanctions) re assessment proceedings; and
- Prospectus Rules (contained within the Prospectus Handbook)
Transparency Regulations Requirements and Guidance :
The above page contains links to the following:
- Transparency (Directive 2004/109/EC) Regulations 2007: In particular, see Part 9 (Powers of Competent Authorities) re investigative powers of the Central Bank and Part 10 (Administrative Sanctions) re assessment proceedings; and
- Transparency Rules
EMIR Regulations Requirements and Guidance :
The above page contains links to the following:
European Union (European Markets Infrastructure) Regulations 2014: In particular, see Part 3 (Powers of Bank) re investigative powers of the Central Bank, Part 4 (Provision of Report to Bank) and Part 5 (Enforcement) re assessment proceedings.