ESMA provides one-stop company portal
ESMA Guidelines and Recommendations
Date:
15 June 2018
On 7th May 2018, the European Securities and Markets Authorities launched a new companies' portal for investors seeking information on whether a financial service provider is authorised within in the European Union (EU).
The portal provides investors with a one-stop-shop register, including for:
• MiFID Investment firms including Systematic Internalisers
• MiFID Trading venues
• MiFID data reporting service providers
• UCITS management companies
• AIFMD fund managers including funds managed/marketed in the Union
The portal provides reference to sanctions applied by the competent authorities in the Member States under several European legislations.
The portal offers machine-to-machine services.