The Central Bank publishes the seventh edition of the Investment Firms Q&A

MiFID Firms

Date: 07 March 2019

The Central Bank today issued the seventh edition of the Central Bank Investment Firms Q&A which includes new Q&As ID 1041 and 1042, in relation to tied agents under the MiFID II Regulations.

These Q&As clarify that only EEA MiFID firms can appoint tied agents and that tied agents must be persons established in the EEA.