ESMA issues second report on sanctions under MiFID II

MiFID Firms
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Date: 13 July 2020
On 13 July 2020, the European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, published its second report on sanctions and measures imposed under the Markets in Financial Instruments Directive (MiFID II) by National Competent Authorities (NCAs).
More Information Link: https://www.esma.europa.eu/