ESMA updates MiFID/MiFIR investor protection Q&As

MiFID Firms

Date: 29 March 2018

On 23rd March 2018, the European Securities and Markets Authority (ESMA) included 7 new or updated items in its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).

The updated Q&As are on the topics of inducements (research) and information on costs and charges. The other four Q&As are new and relate to the topics of inducements, post-sale reporting and other issues.