Corporate Governance Requirements for Investment Firms and Market Operators 2018 and Feedback Statement on CP120

MiFID Firms

Date: 19 November 2018

On 6 November 2018, the Central Bank published Corporate Governance Requirements (PDF 394.85KB) for Investment Firms and Market Operators 2018 (the Requirements) and a Feedback Statement on CP120: Corporate Governance Requirements for Investment Firms and Market Operators. The Requirements are intended to apply to firms authorised by the Central Bank that are designated as High, Medium High or Medium Low Impact under the Central Bank’s Probability Risk Impact System (PRISM) with effect from 1 July 2019. Low Impact firms are encouraged to adopt the Requirements as best practice.

 

More information:

https://www.centralbank.ie/regulation/industry-market-sectors/investment-firms/regulated-markets/regulatory-requirements-and-guidance

https://www.centralbank.ie/regulation/industry-market-sectors/investment-firms/mifid-firms/regulatory-requirements-and-guidance

https://www.centralbank.ie/regulation/industry-market-sectors/investment-firms/iia-non-retail-firms/regulatory-requirements-and-guidance

https://www.centralbank.ie/regulation/how-we-regulate/codes